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AI Ethics Checklist

10-point audit for responsible AI

1 page·470 KB·CC-BY 4.0
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What's included

  • 10 essential ethics checkpoints with yes/no questions
  • Covers privacy, bias, transparency, and accountability
  • Action items for each checkpoint
  • Printable audit worksheet
  • Perfect for compliance reviews and team training
  • Aligned with industry best practices

Why you need this

AI can amplify bias, leak data, and cause real harm if deployed carelessly. This checklist helps you catch ethical issues before they become crises.

Use it before launching AI features, during audits, or as part of your governance process.

Perfect for:

  • Product teams launching AI-powered features
  • CTOs and engineering leaders setting AI policies
  • Compliance officers auditing AI systems
  • Startups that want to build responsibly from day one

What's inside

10 Essential Ethics Checkpoints

Each checkpoint includes:

  • The question — Yes/no format for easy auditing
  • Why it matters — Consequences of ignoring this issue
  • Action items — Concrete steps to address gaps

1. Privacy & Data Protection

Question: Have you identified and protected all sensitive data?

  • What counts as sensitive (PII, health data, financial records)
  • How to anonymize or exclude risky data
  • Privacy-by-design principles

2. Bias & Fairness

Question: Have you tested your AI for bias across demographics?

  • Where bias shows up (hiring, lending, content moderation)
  • How to audit outputs for discriminatory patterns
  • Strategies to reduce bias (diverse training data, human review)

3. Transparency

Question: Do users know when they're interacting with AI?

  • Disclosure requirements (when to say "this is AI-generated")
  • Explainability: can you explain how decisions are made?
  • Avoiding "black box" systems for high-stakes decisions

4. Accountability

Question: Is there a human responsible for AI outputs?

  • Who reviews high-stakes decisions?
  • What happens when AI makes a mistake?
  • Clear escalation paths for errors or harm

5. Accuracy & Reliability

Question: Have you measured and disclosed error rates?

  • Hallucination rates and how to communicate them
  • When to require human verification
  • Setting user expectations for AI limitations

Question: Did users consent to AI use of their data?

  • Opt-in vs opt-out considerations
  • Clear terms of service and privacy policies
  • Compliance with GDPR, CCPA, and other regulations

7. Safety & Harm Prevention

Question: Have you implemented guardrails to prevent misuse?

  • Content filters for harmful outputs
  • Rate limiting and abuse detection
  • Emergency shutdown procedures

8. Environmental Impact

Question: Have you considered the carbon footprint of your AI?

9. Accessibility

Question: Is your AI accessible to people with disabilities?

  • Screen reader compatibility
  • Alternative input methods
  • Bias against non-standard language or dialects

10. Continuous Monitoring

Question: Do you have a process for ongoing audits?

  • Regular bias testing
  • User feedback loops
  • Incident response plans for ethical violations

How to use it

For Product Launches:

  • Run through the checklist before going live
  • Document gaps and create remediation plans
  • Share results with leadership and legal teams

For Audits:

  • Use as a quarterly review framework
  • Compare results over time to track improvement
  • Identify patterns (e.g., "we consistently miss on accessibility")

For Training:

  • Walk through the checklist with your team
  • Discuss real-world examples of each issue
  • Create team-specific action items

Real-world example: Hiring AI

Scenario: You're building an AI to screen job applications.

Checklist results:

  • ✅ Privacy: Candidate data is encrypted and anonymized
  • ❌ Bias: Not tested across demographics → Action: Audit for gender/race bias
  • ✅ Transparency: Candidates are told AI is used
  • ❌ Accountability: No human reviews AI rejections → Action: Require HR review
  • ✅ Accuracy: Error rates disclosed to hiring managers
  • ✅ Consent: Privacy policy covers AI use
  • ✅ Safety: No harmful outputs possible (it's just scoring)
  • ✅ Environmental: Using efficient model (GPT-3.5)
  • ❌ Accessibility: Doesn't handle non-English names well → Action: Test with diverse names
  • ✅ Monitoring: Monthly bias audits scheduled

Result: 7/10 passed. Clear action items to fix gaps before launch.

Want to go deeper?

This checklist is your starting point. For detailed guidance on each topic:

License & Attribution

This resource is licensed under Creative Commons Attribution 4.0 (CC-BY). You're free to:

  • Share with your team or organization
  • Print for audits or compliance reviews
  • Adapt for your industry's specific requirements

Just include this attribution:

"AI Ethics Checklist" by Field Guide to AI (fieldguidetoai.com) is licensed under CC BY 4.0

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Licensed under CC-BY 4.0 · Free to share and adapt with attribution